DIN e-KYC
The DIN e-KYC process is a mandatory annual compliance requirement introduced by the Ministry of Corporate Affairs (MCA) in India. It aims to ensure that the details of individuals holding a Director Identification Number (DIN) are updated and accurate in the MCA database.
There are two main forms for DIN e-KYC:
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eForm DIR-3 KYC: This form is used for:
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First-time filers of DIN e-KYC.
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Directors who need to update their mobile number, email address, or any other personal details.
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Directors whose DIN status is 'Deactivated due to non-filing of DIR-3 KYC' and wish to reactivate it (by paying a penalty).
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DIR-3 KYC Web Form: This is a simplified web-based form available for DIN holders who have previously filed an eForm DIR-3 KYC and there are no changes in their registered mobile number, email address, or other personal details.
Who needs to file DIN e-KYC?
Every individual who has been allotted a DIN on or before March 31st of a financial year must file the DIR-3 KYC form. This includes:
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Existing directors of companies.
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Individuals holding a DIN but not currently a director in any company.
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Disqualified directors.
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Individuals whose DIN has been 'Deactivated' due to non-filing in previous years.
Due Date for Filing:
The due date for filing DIR-3 KYC for any financial year (e.g., FY 2024-25) is September 30th of the subsequent financial year (e.g., September 30, 2025, for FY 2024-25).
Consequences of Non-Filing:
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Deactivation of DIN: If the DIR-3 KYC form is not filed by the due date, the DIN will be marked as 'Deactivated due to non-filing of DIR-3 KYC'.
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Penalty: To reactivate a deactivated DIN, a penalty of INR 5,000 must be paid along with the filing of the overdue form.
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Restricted Activities: A deactivated DIN prevents the individual from performing any activities as a director, including signing documents or participating in board meetings, and they cannot file any forms where a valid DIN is required until the KYC is completed and the DIN is reactivated.
DIN e-KYC Process (DIR-3 KYC eForm - for first-time or change in details)
This is the more comprehensive form.
I. Documents and Information Required:
Before you start, ensure you have the following ready:
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Director Identification Number (DIN): The approved DIN for which you are filing KYC.
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Valid Personal Mobile Number: This number must be unique and will be verified via OTP.
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Valid Personal Email ID: This email ID must be unique and will be verified via OTP.
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PAN Card (Mandatory for Indian Citizens): A self-attested scanned copy of your PAN card. The name on the form must match the name on your PAN.
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Aadhaar Card (Mandatory for Indian Citizens): A self-attested scanned copy of your Aadhaar card.
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Passport (Mandatory for Foreign Nationals, optional for Indian citizens if they have one): A self-attested scanned copy of your passport. For foreign nationals residing in India, a self-attested copy of Visa along with an arrival stamp is also required.
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Proof of Permanent Address: Self-attested scanned copy of one of the following (not older than 2 months):
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Voter ID Card
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Driving License
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Utility Bills (Electricity Bill, Telephone Bill, Mobile Bill, Gas Bill)
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Bank Statement/Passbook (with latest transactions)
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Proof of Present Residential Address (if different from Permanent): Self-attested scanned copy of one of the documents mentioned for Permanent Address proof.
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Passport Size Photograph: A recent, clear passport-size color photograph (JPEG format).
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Digital Signature Certificate (DSC) of the Director: The DSC must be linked to your PAN (for Indian citizens) and registered with MCA. This is used to digitally sign the form.
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Digital Signature Certificate (DSC) of a Practicing Professional: The form must be certified by a practicing Chartered Accountant (CA), Company Secretary (CS), or Cost Accountant (CMA) who will affix their DSC. You will need their membership number and Certificate of Practice (CoP) number.
II. Step-by-Step Filing Process (eForm DIR-3 KYC):
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Download the eForm: Visit the MCA portal (www.mca.gov.in). Go to "MCA Services" -> "Company e-Filing" -> "DIN Related Filings" -> "Form DIR-3 KYC". Download the eForm (it's an executable PDF).
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Fill in DIN Details: Open the downloaded eForm. Enter your DIN. The form will pre-fill some details if they are already available in the MCA database.
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Provide Required Personal Details:
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Enter your full name and your father's full name exactly as per your PAN card. (No acronyms, single alphabets, or short forms).
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Enter your Date of Birth (DOB) in DD/MM/YYYY format.
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Declare your Nationality, Gender, and other personal details.
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Enter your Permanent Residential Address.
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If your present residential address is different, provide that as well.
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PAN Verification:
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Enter your PAN.
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Click the "Verify Income-Tax PAN" button. The system will verify your PAN details with the Income Tax database. Ensure the name on the form matches the PAN details and the DSC.
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Update Contact Details and Verify with OTP:
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Enter your unique personal Mobile Number. Click "Send OTP". Enter the OTP received to verify.
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Enter your unique personal Email ID. Click "Send OTP". Enter the OTP received to verify.
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Note: OTPs are valid for a limited time and have daily/hourly limits.
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Attachments: Upload the self-attested scanned copies of the required documents (Photograph, PAN, Aadhaar, Address Proof, Passport if applicable).
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Affix Director's DSC: Affix your Digital Signature Certificate (DSC) to the form.
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Professional Certification:
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Enter the details (Name, Membership Number, CoP Number) of the practicing professional (CA/CS/CMA).
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The professional will then affix their DSC to the form.
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Pre-fill and Check Form: Click "Pre-fill" to ensure all details are correctly populated. Then click "Check Form" to validate the form for any errors. Rectify any errors shown.
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Submit the Form: After successful validation, click the "Submit" button.
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SRN Generation: Upon successful submission, a Service Request Number (SRN) will be generated. Save this SRN for future reference.
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Email Confirmation: An email confirming the successful filing of the DIR-3 KYC will be sent to your registered email ID. If approved, the DIN status will be 'Approved'.
DIR-3 KYC Web Form Process (for subsequent filings with no changes)
This is a simpler process available on the MCA portal.
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Login to MCA Portal: Log in to your user account on www.mca.gov.in.
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Navigate to DIR-3 KYC Web: Go to "MCA Services" -> "Company e-Filing" -> "DIN Related Filings" -> "DIR-3 KYC Web".
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Enter DIN: Enter the DIN for which you want to file KYC.
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Verify Mobile Number and Email ID: The system will pre-fill your registered mobile number and email ID. Click "Send OTP" to both and verify them.
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Confirm Personal Information: Review the pre-filled personal information (name, father's name, DOB, address). Since this form is for no-change scenarios, you generally cannot edit these details here. If changes are required, you must file the eForm DIR-3 KYC.
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Submit the Form: After successful OTP verification and confirmation of details, submit the web form.
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SRN Generation: An SRN will be generated upon successful submission.